Gordon E. Forth
Attorneys in our Public Company & Securities Laws Compliance Practice Area provide advice to our public company clients on a broad range of corporate and securities issues. Our clients include pre-IPO companies, as well as companies listed on the NYSE, NASDAQ, AMEX and the OTC Bulletin Board.
Our experience in this area includes providing counsel to our clients in the following areas:
Conducting private offerings in compliance with exemptions from registration under the Securities Act of 1933 and blue sky laws, including initial capital raising transactions, PIPE transactions and Rules 144 and 145 sales;