Insights - Blog Articles
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INVESTMENT MANAGEMENT UPDATE: ADVERTISING RULE COMPLIANCE IN INVESTMENT ADVISER EXAMINATIONS
Posted November 15, 2017Recent guidance from the Office of Compliance Inspections and Examinations
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5-16-2017 NEW "FIRST-IN-THE-NATION" REGULATION: CYBERSECURITY REQUIREMENTS FOR FINANCIAL SERVICE COMPANIES
Posted May 15, 2017The New York State Department of Financial Services (DFS) recently enacted
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12-22-16 SEC ADOPTS AMENDMENTS TO FORM ADV AND BOOKS AND RECORDS RULE
Posted December 21, 2016On August 25, 2016, the Securities and Exchange Commission (the “SEC”) adop
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10-13-16 "In The News" Woods Oviatt's Fall Newsletter 2016
Posted October 13, 2016Click on the image to read the newsletter Woods Oviatt's latest newsle
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4-12-16 Priorities in Criminal Tax Enforcement - Jack Battaglia, Esq.
Posted April 11, 2016I recently attended the 32nd Annual National Institute Conference on Crimin
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8-24-15 New York Brownfield Law
Posted August 23, 2015Extended With Reforms By: Greta K. Kolcon, Esq. Despite
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Legislation Watch: The Proposed "Microbead-Free Waters Act"
Posted April 29, 2015By: Greta K. Kolcon, Esq.New York legislators are considering an amendment
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Expanding Your Business Internationally?
Posted April 21, 2015By Christopher R. Rodi, Esq. International business transactions are no lon
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Charitable IRA Rollover for 2015 - A Tax Benefit for People Over the Age of 70 1/2 Years Old
Posted March 31, 2015By: Robert W. Kessler, Esq. In 2006, a temporary law was passed that perm
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Use of Phantom Stock to Attract and Retain Key Employees
Posted March 29, 2015By: Thomas M. DiPiazza, Jr., Esq. One of the main challenges for a busine